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2020.11.17 EDA Meeting PacketAGENDA ECONOMIC DEVELOPMENT AUTHORITY OF THE CITY OF CRYSTAL REGULAR MEETING  TUESDAY, NOVEMBER 17, 2020 IMMEDIATELY FOLLOWING THE 7:00 P.M. CITY COUNCIL MEETING CRYSTAL CITY HALL COUNCIL CHAMBERS 1. Call to order * 2. Roll call * 3. Consider approval of minutes from the October 6, 2020 meeting 4. Consider approval of an amendment to the current contract with Center for Energy and the Environment to increase the budget for Home Improvement Grants through June 30, 2021 5. Consider approval of a contract with Center for Energy and the Environment for administration of home improvement programs from July 1, 2021 - June 30, 2022 6. Other business * 7. Adjournment * *Items for which no materials are included in the packet Page 1 of 2 Minutes of the Economic Development Authority of the City of Crystal Regular Meeting Council Chambers October 6, 2020 1. Call to Order President LaRoche called the meeting of the Economic Development Authority of the City of Crystal (EDA) to order at 7:45 p.m. 2. Roll Call Upon call of the roll, the following members were present: Jim Adams, Brendan Banks, John Budziszewski, Julie Deshler, Therese Kiser, Nancy LaRoche and Olga Parsons. The following staff were present: Executive Director Anne Norris, Deputy Executive Director John Sutter and City Attorney Troy Gilchrist. 3. Approval of Minutes Moved by Commissioner Deshler (Budziszewski) to approve the minutes of the September 1, 2020 regular meeting and work session. Motion carried. 4. Public hearing regarding the sale of 4741 Welcome Avenue North (continued from August 18, 2020) Mr. Sutter presented an update on the Request for Proposals (RFP) for development of this lot. No proposals were received by the extended September 30 deadline. Staff recommends reissuing the RFP with no deadline (first-come, first-served). President LaRoche asked for public comment. There being none, President LaRoche closed the public hearing. Moved by Commissioner Banks (Parsons) to authorize reissuance of the Request for Proposals with no deadline as recommended by staff. Motion carried. 5. Other business. There was no other business. 6. Adjournment Moved by Commissioner Adams (Kiser) to adjourn the meeting. Motion carried. The meeting adjourned at 7:50 p.m. Page 2 of 2 These minutes of the October 6, 2020 meeting of the Crystal Economic Development Authority were approved by the Authority on ________________ ____, 20___. ______________________________ Nancy LaRoche, President ATTEST: ______________________________ Julie Deshler, Secretary Page 1 of 2 __________________________________________________________________________ FROM: John Sutter, Community Development Director DATE: November 12, 2020 TO: Anne Norris, Executive Director (for November 17 EDA meeting) SUBJECT: Consider amending the 2020 contract with Center for Energy and the Environment to increase the budget for Home Improvement Grants The EDA contracts with Center for Energy and Environment (CEE) to administer our home improvement grant program. The current contract is for an 18-month period from 1/1/2020 through 6/30/2021. The budget for home improvement grants is $283,550 for that period. As of 9/30/2020 which is 50% of the contract period, $185,550 has been expended which is 65% of the contract budget. At this pace, expenditures would exceed the budget by $87,550 at the end of the contract period. The EDA has two options to address the situation: 1.Suspend the program when the actual expenditures and future obligations reach the $283,550 budget. Because there are approximately $65,000 of projects already in various stages of application, we would likely have to suspend the program by the end of 2020. The program would re-open on 6/1/2021 (one month before the next contract starts). Staff does not recommend this option because it would make the program unavailable for approximately five months, thus potentially impacting homeowners’ planned projects. 2.Amend the contract to increase the budget by $100,000, from $283,550 to $383,550, for the current contract period ending 6/30/2021. The $100,000 includes the $87,550 estimate of additional funds needed plus a 15% cushion. Staff recommends this option for the following reasons: •Reinforces one of the City Council’s goals (Strong Neighborhoods) by encouraging preservation of, and enhancements to, the city’s housing stock •Provides seamless continuation of the program so homeowners’ projects aren’t delayed •Has no fiscal impact on city operations (TIF funds can’t be used for general city purposes) •The housing TIF district is expected to collect enough increment to fully fund the program at this higher level until the district stops collecting increment at the end of 2025 •After 2025, the district will have a sufficient fund balance to continue the program through 2028 as the fund balance is expended EDA STAFF REPORT Amend 2020 Home Improvement Grant Contract Page 2 of 2 Please see the attached charts and detailed tables which provide an outlook for the TIF district until its final expenditures in early 2029. At some point during the years 2026-2028, the EDA will need to decide whether to continue the home improvement programs after 2028, and if so, determine a funding source. Staff requests EDA approval of the attached amendment to the home improvement program contract with CEE for the period ending June 30, 2021. 0 100,000 200,000 300,000 400,000 500,000 600,000 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030 2031 TIF District #2155 -Uses of Funds Cavanagh TIF Note Payments Home Improvement Programs TIF Administration & Misc.Savings to Fund Balance 0 100,000 200,000 300,000 400,000 500,000 600,000 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030 2031 TIF District #2155 -Sources of Funds Tax Increment Received Interest Income Expenditures from Fund Balance 0 100,000 200,000 300,000 400,000 500,000 600,000 700,000 800,000 900,000 1,000,000 1,100,000 1,200,000 1,300,000 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030 2031 TIF District #2155 -Fund Balance at Year-End CEE #3399 Amendment to Home Improvement Program Origination Agreement between Economic Development Authority of the City of Crystal and Center for Energy and the Environment This Amendment is made by and between the ECONOMIC DEVELOPMENT AUTHORITY in and for the City of Crystal, with offices at 4141 Douglas Dr N, Crystal, MN 55422 (“Authority”), and CENTER FOR ENERGY AND ENVIRONMENT, with offices at 212 3rd Avenue North, Suite 560, Minneapolis, Minnesota, 55401 (“CEE”). RECITALS A.The Authority and CEE entered into a Home Improvement Program Origination Agreement, dated January 1, 2020, for the period January 1, 2020 through June 30, 2021. B.To ensure the seamless availability of funds for projects in the City of Crystal, the Authority and CEE desire to amend Exhibit B1 of said Agreement to increase the amount available for Home Improvement Grants under said Agreement. NOW, THEREFORE, the parties agree as follows: 1.The total program budget is increased from $308,550 to $408,550. 2.The grant budget is increased from $283,550 to $383,550. 3.The amended Exhibit B1 is attached and made part of this Amendment. IN WITNESS WHEREOF, the parties have executed this Amendment as of the date first written above. ECONOMIC DEVELOPMENT AUTHORITY in and for the City of Crystal By:Its: Print Name Date: CENTER FOR ENERGY & ENVIRONMENT By: Its: Date: Tax ID # 41-1647799 Exhibit B1 ‐#3399 EXHIBIT B1  TOTAL PROGRAM BUDGET $408,550   CRYSTAL PROGRAM BUDGET  A.Crystal Grant Budget Allocation (includes Grants plus Annual Administration Fee, Post‐ Installation Inspection Fees and Grant Origination Fees): $383,550 MHFA Interest Subsidy Program Budget Allocation (includes Interest Subsidy plus Origination Fees): $25,000 Budget Notes:  1.CEE shall submit monthly invoices for grants, origination fees, interest subsidy and post‐ installation inspections for that period. 2.Services performed by CEE will initially be funded from the Total Program Budget as stated above and paid in accordance with the following schedule. (1)Annual Administration Fee $2,500 pro‐rated monthly and payable as follows:   $2,500 on Jan. 1, 2020 $1,250 on Jan. 1, 2021 (2)Origination Fee: Grant   15% per grant closed  (3)MHFA Interest Subsidy $varies  (4)Post‐Installation Inspection Fee $100  3.Marketing Marketing efforts outside of CEE’s website and loan information are not included in the administrative budget.  Hourly rates are inclusive of all overhead expenses and will be charged only for hours directly related to the labor of all additional program marketing.  CEE will also be reimbursed by City of Crystal for any non‐labor, out‐of‐pocket expenses relating to these services on a dollar‐for‐dollar basis. Page 1 of 1 __________________________________________________________________________ FROM: John Sutter, Community Development Director DATE: November 12, 2020 TO: Anne Norris, Executive Director (for November 17 EDA meeting) SUBJECT: Consider approval of a contract with Center for Energy and the Environment for administration of home improvement programs from July 1, 2021 - June 30, 2022 The EDA contracts with Center for Energy and Environment (CEE) to administer our home improvement programs. The current contract period ends on June 30, 2021. The next contract period would be July 1, 2021 - June 30, 2022. The budget would be $308,079 comprised of $275,198 for home improvement grants and $32,881 for an interest rate reduction for community fix-up fund loans. Administrative costs would be $33,938 or 12.6% of the budget. There are sufficient TIF district revenues and fund balance to continue these programs through 2028. Please refer to the charts and detailed tables in the staff report for the previous item (amending the current contract budget). Staff requests EDA approval of the attached contract for administration of home improvement programs for the period July 1, 2021 through June 30, 2022. EDA STAFF REPORT Approve Home Improvement Program Contract for July 1, 2021 - June 30, 2022 CONTRACT between ECONOMIC DEVELOPMENT AUTHORITY in and for the CITY OF CRYSTAL and CENTER FOR ENERGY AND ENVIRONMENT CEE #______ Page 1 HOME IMPROVEMENT PROGRAM ORIGINATION AGREEMENT This HOME IMPROVEMENT PROGRAM ORIGINATION AGREEMENT (“Agreement”), dated this _____ day of _____________________, 20____, is made by and between the ECONOMIC DEVELOPMENT AUTHORITY in and for the City of Crystal, with offices at 4141 Douglas Dr N, Crystal, MN 55422 (“Authority”), and CENTER FOR ENERGY AND ENVIRONMENT, with offices at 212 3rd Avenue North, Suite 560, Minneapolis, Minnesota 55401 (“CEE”). RECITALS A. The Authority has a need for certain professional services and desires to retain CEE to provide said services, all subject to the terms and conditions contained in this Agreement. B. CEE is qualified to provide the desired professional services and desires to provide said services for the Authority, all subject to the terms and conditions contained in this Agreement. NOW, THEREFORE, in consideration of the foregoing and the mutual promises contained in this Agreement, the parties agree as follows: 1. Services/Scope of Work 1.1 CEE shall in conjunction with the Authority develop and deliver the City of Crystal Home Improvement Program (hereinafter the “Program”) and more fully described in Exhibit A attached hereto. All activities delivered under the Program shall be coordinated with the Authority’s designated Community Development Director, John Sutter. 1.2 CEE shall assist the Authority staff in marketing the Program. This will include being on the CEE website and creating an information sheet about the loan program. 1.3 The funding source is exclusively from the Authority. 2. Compensation 2.1 The Authority shall compensate CEE for services provided under this agreement according to the following schedule and more fully described in Exhibit B attached hereto: Annual Administration Fee $2,500 Grant Origination Fee 15% MHFA Interest Subsidy $varies on loan amount and term Post Installation Inspection Fee $100 The Annual Administration Fee shall be payable on July 1st of each year the contract is active. The Authority shall compensate CEE only for services completed. CONTRACT between ECONOMIC DEVELOPMENT AUTHORITY in and for the CITY OF CRYSTAL and CENTER FOR ENERGY AND ENVIRONMENT CEE #______ Page 2 2.2 Upon request, CEE will provide additional marketing services. Hourly rates are inclusive of all overhead expenses and will be charged only for hours directly related to marketing. CEE will be reimbursed by the Authority for any non-labor, out-of-pocket expenses, relating to these services on a dollar-for-dollar basis with no mark-up. 2.3 CEE shall invoice the Authority not more than two times each month. The Authority shall pay CEE within 20 days of receipt of the invoice. 3. CLIENT’s Obligations 3.1 If requested by CEE, the Authority shall make reasonable efforts to respond promptly to requests from CEE for information and approvals regarding the services to be provided under this Agreement. 3.2 If requested by CEE, the Authority shall make reasonable efforts to obtain information and or permission for access from clients which may be necessary for CEE to provide the services under this Agreement. 3.3 The Authority shall provide sufficient funding to fund eligible Authority funded loans. The Authority shall determine the amount of funds allocated to the Program. 3.4 The Authority shall establish eligibility for the Program and shall provide these criteria in writing to CEE prior to commencement of any marketing efforts. 3.5 The Authority shall make reasonable efforts to respond promptly to requests from CEE for information and approvals regarding the services to be provided under this Agreement. 4. CEE’s Obligations 4.1 CEE shall use its best efforts to provide services under this Agreement in a professional manner consistent with the care and skill used by reputable members of CEE’s profession. 4.2 CEE, and all of its employees or agents, shall comply with all statutes, ordinances, rules, regulations and other laws applicable to the provision of services under this Agreement. 4.3 CEE shall secure all permits and licenses required for performance of the services under this Agreement. 4.4 CEE shall not engage in discriminatory employment practices against any employee or applicant for employment and shall in all respects comply with all federal, state and local laws, regulations and orders, including without limitation, Chapter 363 of the Minnesota Statutes, as amended from time to time. Failure to comply with the provisions hereof shall be deemed a material default under this Agreement. CONTRACT between ECONOMIC DEVELOPMENT AUTHORITY in and for the CITY OF CRYSTAL and CENTER FOR ENERGY AND ENVIRONMENT CEE #______ Page 3 5. Term and Termination 5.1 Unless earlier terminated as provided in the following paragraphs, this Agreement shall become effective on 7/1/2021 and continue through 6/30/2022. 5.2 This Agreement may be terminated by either party, for any reason or no reason, immediately upon written notice to the other party. In the event this Agreement is terminated by CEE prior to the expiration of the term set forth in paragraph 5.1, the Authority shall compensate CEE for all services delivered up the date of termination and CEE shall provide the Authority with such information as the Authority may request regarding the status of the Program. 5.3 Any termination of this Agreement shall not release either party from their respective obligations under sections 7 and 8 of this Agreement. 6. Insurance 6.1 During the term of this Agreement, CEE will obtain and maintain insurance in the amounts listed below: General Liability $2,000,000 Aggregate Limit Automobile Liability $1,000,000 Combined Single Limit Excess Liability $1,000,000 Aggregate Limit Workers Compensation Statutory Limit 7. Liability and Indemnification 7.1 CEE represents that the services to be provided under this Agreement are reasonable in scope and that CEE has the experience and ability to provide the services. 7.2 CEE warrants that any services provided hereunder shall be done in a professional and workmanlike manner. 7.3 CEE shall indemnify, defend and hold harmless Authority and its officers, directors, employees and agents from and against any and all claims, damages, losses, injuries and expenses (including attorneys’ fees and damages for death, personal injury and property damage) which Authority may incur as a result of any act or omission by CEE in providing services under this Agreement. 7.4 Authority shall indemnify, defend and hold harmless CEE and its officers, directors, employees and agents from and against any and all claims, damages, losses, injuries and expenses (including attorneys’ fees and damages for death, personal injury and property damage) which CEE may incur as a result of any act or omission by Authority in discharging its duties under this Agreement. CONTRACT between ECONOMIC DEVELOPMENT AUTHORITY in and for the CITY OF CRYSTAL and CENTER FOR ENERGY AND ENVIRONMENT CEE #______ Page 4 8. Confidentiality Unless otherwise agreed by Authority in writing, CEE shall maintain in confidence and not disclose to any third party any information obtained regarding the Authority and/or any of Authority’s clients for which CEE is providing services; provided, however, that this obligation to maintain confidentiality shall not apply to: a) Information in the public domain at the time of disclosure; b) Information which becomes part of the public domain after disclosure through no fault of CEE; or c) Information which CEE can demonstrate was known by it prior to the date of this Agreement. Notwithstanding the foregoing, CEE shall be entitled to disclose the documents or client information covered by this paragraph to governmental authorities to the extent CEE reasonably believes it has a legal obligation to make such disclosures and to the extent CEE reasonably deems to be necessary; provided, however, that if CEE believes that any such disclosure is required by law, it shall provide advance notice to the Authority to provide the Authority with a reasonable opportunity to attempt to obtain an injunction or other protective order preventing such disclosure. 9. Relationship of Parties CEE will provide services as an independent contractor under this Agreement. Neither CEE, nor any of its employees or agents, shall be considered employees of the Authority for any purpose, and neither shall CEE be eligible for any compensation or benefits which the Authority may provide to its employees from time to time. CEE shall be solely responsible for all employment and other taxes applicable to providing services hereunder, and the Authority will not withhold any taxes or contributions from the compensation payable to CEE under this Agreement. 10. Notices All notices, requests, demands and other communications required to be given in writing under this Agreement shall be given to the other party in person or by mail as provided in this section. If delivered personally, notice shall be deemed to have been duly given on the date of delivery. If delivered by mail, such notice shall be sent via first class U.S. mail, postage prepaid, to the address set forth at the beginning of this Agreement or such other address as a party may otherwise request by written notice, and notice shall be deemed duly given three (3) business days after mailing. 11. Assignment This Agreement shall be binding upon and inure to the benefit of the parties and their respective heirs, successors and assigns; provided, however, that neither party shall assign or transfer in any manner, this Agreement or any portion hereof without the CONTRACT between ECONOMIC DEVELOPMENT AUTHORITY in and for the CITY OF CRYSTAL and CENTER FOR ENERGY AND ENVIRONMENT CEE #______ Page 5 prior written consent of the other party, and any attempt to assign or transfer without prior written consent shall be void and of no effect. 12. Governing Law This Agreement shall be governed by and construed in accordance with the laws of the State of Minnesota. 13. Miscellaneous 13.1 Headings and captions used in this Agreement are for convenience only and shall not affect the meaning of this Agreement. 13.2 This Agreement contains the entire agreement of the parties and supersedes all prior agreements, discussions and representations, written or oral, concerning the subject matter hereof. 13.3 No waiver by the Authority of any term or condition of this Agreement or any document referred to herein shall, whether by conduct or otherwise, be construed as a waiver or release of any other term or condition of this Agreement. 13.4 This Agreement may only be amended in a written agreement signed by both parties. 13.5 Except as expressly set forth in section 7, the rights and benefits under this Agreement shall inure solely to the benefit of the Authority and CEE, and this Agreement shall not be construed to give any rights, benefits or causes of action to any third party. 13.6 The invalidity or partial invalidity of any provision of this Agreement shall not invalidate the remaining provisions, and the remainder shall be construed as of the invalidated portion shall have never been a part of this Agreement. 13.7 CEE shall comply with the provisions of Minnesota Statutes Chapter 13 (Government Data Practices) that are applicable to the Authority and shall not disseminate any information concerning loan requests of the borrowers without the prior written approval of the Authority. 13.8 This Agreement may be signed in any number of counterparts, each of which shall be deemed an original and one and the same instrument. IN WITNESS WHEREOF, the parties have executed this Agreement as of the date first written above. CONTRACT between ECONOMIC DEVELOPMENT AUTHORITY in and for the CITY OF CRYSTAL and CENTER FOR ENERGY AND ENVIRONMENT CEE #______ Page 6 ECONOMIC DEVELOPMENT AUTHORITY In and for the City of Crystal By: ________________________________________ Its: Executive Director Anne Norris Date: ________________________________________ CENTER FOR ENERGY & ENVIRONMENT By: Its: Chief Financial Officer Meranda Wacek Date: Tax ID # 41-1647799   Exhibit A - #_____ Page 1     EXHIBIT A    Crystal Program Guidelines        This document includes guidelines for the City of Crystal  Grant Program and the MHFA Interest Subsidy Program                 Exhibit A - #_____ Page 2   CRYSTAL PROGRAM GUIDELINES    The Crystal Economic Development Authority (Authority) is making funds available for homeowners to  assist with home maintenance and energy improvements.  The Crystal Grant and Interest Subsidy  Programs are designed to supplement existing loan programs available from MHFA, CEE, private lenders  and other housing resources.  These programs are not intended to be the sole source of improvement  funds available to the homeowners in the City.  Center for Energy and Environment shall serve as the  administrator for the Crystal Grant and Interest Subsidy Programs and will secure the most beneficial  financing based on the borrower’s needs independent of the funding source.          Crystal Grant Program      Eligible Project Expenses:   Interior remodeling   Building additions   Finishing basements, attics or similar spaces to convert them into habitable space   Energy efficiency improvements   Exterior building improvements such as roofing, siding, soffits/fascia, windows and doors   Site improvements such as retaining walls, sidewalks, driveways, fences, patios, decks, garages and  the removal of diseased or hazardous trees   Systems such as HVAC, electrical and plumbing   Permanent Landscaping    Ineligible Project Expenses:   Payment for work initiated prior to the grant being approved and closed, unless due to emergency.   Recreation or luxury projects (pools, lawn sprinkler systems, playground equipment, saunas,  whirlpools, etc.)   Furniture, non‐permanent appliances (unless part of a kitchen remodel), funds for working capital,  debt service or refinancing existing debts.   Homeowner labor or other in‐kind contributions to the project.    Minimum Project Size: Eligible Project Expenses must total at least $2,000 to qualify for a grant.     Grant Amount:  20% of Eligible Project Expenses, except as noted below:   Exception: For projects replacing or lining a sanitary sewer service and/or disconnecting stormwater  drainage (sump connections, foundation drains, etc.) from the sanitary sewer, the grant amount is  40% of those particular, itemized project costs. This is intended to augment the city's efforts to  reduce inflow & infiltration into the sanitary sewer system. In many cases this work will be triggered  by, and completed in conjunction with, the city's utility reconstruction projects (typically 1‐4 blocks  per year). However, any income‐qualified, owner‐occupied residential property in the city is eligible.  No property may receive grants totaling more than $10,000 in any calendar year.      Exhibit A - #_____ Page 3   Eligible Properties:  1‐4 unit owner‐occupied properties located within the geographical boundaries of  the City of Crystal.  Properties held in a Trust, Townhomes and Condominiums are eligible, subject to  Association Bylaws.  Properties may be held in a Contract for Deed.  If the property has more than 1  unit, the non‐owner‐occupied units must be in compliance with the City of Crystal’s rental licensing  requirements.    Ineligible Properties:  Dwellings with more than 4 units, cooperatives, manufactured homes, time  shares, properties used for commercial purposes and non‐owner occupied properties.    Eligible Recipients:  All recipients must be legal residents of the United States, as evidenced by a social  security number, Including: U.S. Citizens, Permanent Resident Aliens, and Non‐Permanent Resident  Aliens. TAX IDENTIFICATION NUMBERS (ITIN) ARE NOT ACCEPTABLE.     Ineligible Recipients:  Including but not limited to: ‐ Businesses, Foreign Nationals, Non‐Occupant Co‐ Borrowers, and Properties held in the name of a trust.       Income Limit:  The property owner’s household income shall not exceed 110% of the HUD Regional  Median Income based on household size.  Income will be determined by the adjusted gross income on  the most recent Federal Tax Return.  If a tax return is not required, income will be determined by the  projected gross income for the upcoming 12 months.    Credit Requirements:  1) All mortgage payments must be current, 2) All real estate taxes must be  current, and 3) No defaulted government loans, tax liens or child support.    Bids:  Two estimates are required.  Only 1 materials list is required for sweat equity projects.  All  contractors must be properly licensed    Sweat Equity / Homeowner Labor:  Work may be performed by property owners on a “sweat equity”  basis, but only the purchase of materials and rental of tools or equipment will be considered an Eligible  Project Expense.    Recipient Paid Fees: None    Deadline for Work Completion: All work must be completed within 120 days of the grant closing.  Extensions may be granted by CEE due to weather or similar factors.       Exhibit A - #_____ Page 4           Crystal Interest Subsidy Program        Interest Rate:  3% fixed    Amortization Type:  Amortizing.  Closed‐end (Monthly Payments Required)    Loan Amount:  Minimum of $2,000 and Maximum of $50,000.      Total Project Cost:  The borrower must have sufficient funds necessary to cover the cost of the entire  project (as outlined in the bid(s).  Additional funds may come from personal savings, gifts, or other loan  funds.    Loan term:  Generally, one year per $1,000 borrowed.  This will be somewhat flexible depending on the  size of the loan and the borrower’s ability to repay the loan.  The minimum term is 1 year; the maximum  term will be 15 years.    Eligible Properties:  1‐4 unit owner‐occupied properties located within the geographical boundaries of  the City of Crystal. Townhomes and Condominiums are eligible, subject to Association Bylaws.   Properties may be held in a Contract for Deed.    Ineligible Properties:  Dwellings with more than 4 units, cooperatives, manufactured homes, time  shares, properties held in the name of a trust and properties used for commercial purposes.    Eligible Borrowers:  All borrowers must be legal residents of the United States, as evidenced by a social  security number, Including: U.S. Citizens, Permanent Resident Aliens, and Non‐Permanent Resident  Aliens. TAX IDENTIFICATION NUMBERS (ITIN) ARE NOT ACCEPTABLE.     Ineligible Borrowers:  Including but not limited to: ‐ Businesses, Foreign Nationals, Non‐Occupant Co‐ Borrowers, and Properties held in the name of a trust.       Ownership/Occupancy:  Owner‐ occupied only.    Loan ‐ to ‐ Value Ratio:  The ratio of all loans secured by the property, including the new loan, should  not exceed 110% of the property value.  Half of the improvement value may be added to the initial  property value.    Income Limit: The property owner’s household income shall not exceed 110% of the HUD Regional  Median Income based on household size or the MHFA income limit, whichever is less.  Income for  eligibility will be determined by the projected income for the next 12 months per MHFA guidelines.    Debt ‐ to ‐ Income Ratio:  Applicant must have the ability to repay the loan. An applicant who has a debt  to income ratio in excess of 48% will be ineligible to receive financing.      Exhibit A - #_____ Page 5   Credit Requirements:  All borrowers must have a minimum credit score of 620 and: 1) All mortgage  payments must be current and reflect no 30 day late payments history in the past 12 month period  (without reasonable explanation).  2) All real estate taxes must be current.  3) No outstanding  judgements or collections (excluding medical).  4) Bankruptcy must have been discharged for at least 18  months prior to loan closing.  5) The redemption period on prior foreclosures must have occurred at  least 18 months prior to the loan application date.  6) Generally, no more than two 60‐day late  payments on credit report.  Any 60 day late requires a documented explanation and reasonable reasons;  medical, unemployment, divorce.  7) No defaulted government loans.    Multiple Loans per Property:  More than one loan per property is allowed, however, the outstanding  balance(s) cannot exceed $50,000.    Eligible Use of Funds: Same as the current MHFA guidelines    Ineligible Use of Funds: Payment for work initiated prior to the loan being approved and closed, unless  due to emergency.  Recreation or luxury projects (pools, lawn sprinkler systems, playground equipment,  saunas, whirlpools, etc.), furniture, non‐permanent appliances, and funds for working capital, debt  service, homeowner labor or refinancing existing debts are NOT allowed.      Bids:  Only one bid/estimate is required.  All contractors must be properly licensed    Sweat Equity / Homeowner Labor:   Work may be performed by property owners on a “sweat equity”  basis.  Loan funds may be used only for the purchase of materials. Loan funds cannot be used to rent  tools/ equipment or compensate for labor.    Loan Security:  Determined by MHFA requirements.      Borrower Fees:  Borrower will be responsible for a 1% origination Fee (which may be financed),  mortgage filing and service fees, flood certificate, credit report and any other applicable closing fees.    Underwriting Decision:   Applicants must have acceptable credit history.  CEE will approve or deny loans  based on a credit report, income verification and other criteria as deemed necessary through CEE’s  underwriting guidelines.  CEE’s decision shall be final.      Work Completion:  All work must be completed within 9 months of the loan closing.         Exhibit A - #_____ Page 6     General Program Conditions    Application Processing:  Grants/Loans will be distributed on a first come first serve basis as  recipients/borrowers qualify. Applicants must provide a completed application package including the  following in order to be considered for funding.    Completed and signed application form   Proof of income   Proof of Identity (drivers license, passport, etc.)   Bids or estimates for proposed projects   Other miscellaneous documents that may be required.    Program Costs:  Grant/loan origination fees, grants, interest subsidies and post‐installation inspection  fees will be paid out of the Program Budget. Program marketing efforts will be billed directly to the City  of Crystal and is a separate expense should the city choose to commission CEE for marketing support.    Total Project Cost:  It is the recipient/borrower’s responsibility to obtain the amount of funds necessary  to finance the entire cost of the work.  In the event the final cost exceeds the original amount, the  borrower must obtain the additional funds and provide verification of the additional funds in order to  proceed.    Disbursement Process:      Grant:  Payment to the contractor (or owner in sweat equity situations) will be made upon completion  of work.  An inspection will be performed by a City Inspector and/or CEE to verify the completion of the  work.  The following items must be received prior to final disbursement of funds:   Final invoice or proposal from contractor (or materials list from supplier);   Final inspection verification by a City Inspector (or CEE);   Completion certificate(s) signed by borrower and contractor;   Lien waiver for entire cost of work;   Evidence of city permit (if required)    Interest Subsidy Program:  Payment is disbursed to borrower(s) after loan closing      Exhibit B ‐ #_____   EXHIBIT B    Crystal Program Budget  July 1, 2021 ‐ June 30, 2022      A. Crystal Grant Budget Allocation (includes Grants plus Annual Administration Fee, Post‐ Installation Inspection Fees and Grant Origination Fees): $275,198     B. MHFA Interest Subsidy Program Budget Allocation: $32,881    TOTAL PROGRAM BUDGET: $308,079       Budget Notes:    1. CEE shall submit monthly invoices for grants, origination fees, interest subsidy and post‐ installation inspections for that period.    2. Services performed by CEE will initially be funded from the Total Program Budget as  stated above and paid in accordance with the following schedule.      (1) Annual Administration Fee $2,500 (due July 1st of each year the contract is  active)  (2) Origination Fee: Grant  15% per grant closed  (3) MHFA Interest Subsidy varies  (4) Post‐Installation Inspection Fee $100    3.          Marketing  Marketing efforts outside of CEE’s website and loan information are not included in the  administrative budget.  Hourly rates are inclusive of all overhead expenses and will be  charged only for hours directly related to the labor of all additional program marketing.   CEE will also be reimbursed by City of Crystal for any non‐labor, out‐of‐pocket expenses  relating to these services on a dollar‐for‐dollar basis.